COMPLIANCE PHILOSOPHY

Authorised Financial Services Provider

PFN Financial Services (Pty) Ltd’s compliance process is designed around the following aspects:

Licensing requirements
Fit and proper requirements
Advice risk
Financial products
Intermediary services
Operational ability
Record-keeping
Strategic partnerships
Contingency
Financial management

Compliance with the FAIS Act is monitored by INFINITUS RISK MANAGEMENT SERVICE (PTY) LTD.

This support helps us to provide a more professional service. The compliance service ensures that the business remains fully compliant with FAIS legislative requirements and therefore that you as customer receive sound financial advice. We believe in the practice of management support. This has enabled us to run a highly professional business and also extends to provide our clients with a best of breed service and enhanced support.